Commonwealth Consolidated Acts Commonwealth Consolidated ActsAn outline of this Chapter is set out in the table below.
Part - by - Part outline of Chapter 7 | ||
| Part... | Covers... |
1 | 7.1 | meaning of some terms relating to financial services and markets |
2 | 7.2 | licensing of financial markets |
2A | 7.2A | supervision of financial markets |
3 | 7.3 | licensing of clearing and settlement facilities other matters relating to clearing and settlement facilities |
4 | 7.4 | limitation on ownership of certain licensees individuals who are disqualified from being involved in certain licensees |
5 | 7.5 | compensation regimes for financial markets |
5A | 7.5A | regulation of derivative transactions and derivative trade repositories |
5B | 7.5B | regulation of financial benchmarks |
6 | 7.6 | licensing of providers of financial services other related matters (e.g. restrictions on use of terminology; agreements with unlicensed persons relating to provision of financial services) |
7 | 7.7 | disclosure requirements for financial services licensees and their authorised representatives disclosure requirements for certain people who are not required to be licensed |
7A | 7.7A | best interests obligations charging ongoing fees to clients ban on conflicted remuneration and other remuneration |
8 | 7.8 | other conduct requirements for financial services licensees (e.g. dealing with client money and property; financial records, statements and audit) special provisions relating to insurance special provisions relating to margin lending facilities |
8A | 7.8A | design and distribution requirements relating to financial products |
9 | 7.9 | financial product disclosure requirements other requirements relating to issue, sale and purchase of financial products |
9A | 7.9A | intervention powers in relation to financial products |
10 | 7.10 | market misconduct and other prohibited conduct relating to financial products and services |
10A | 7.10A | authorisation and regulation of an external dispute resolution scheme for financial complaints additional provisions relating to superannuation complaints |
11 | 7.11 | title to, and transfer of, certain securities and other financial products |
12 | 7.12 | qualified privilege in certain situations other miscellaneous matters |