Commonwealth Consolidated Acts

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CORPORATIONS ACT 2001 - SECT 943N

Record of advice must be provided in certain circumstances

    If:

  (a)   the website disclosure information includes a statement to the effect that a client may request a record of further market - related advice or advice to which subsection   946B(7) applies; and

  (b)   the client is provided with advice to which that statement applies; and

  (c)   the client has not already been provided with a record of that advice;

the providing entity must comply with a request made in accordance with that statement for a record of that advice.

Note:   Failure to comply with this subsection is an offence (see subsection   1311(1)).



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