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CORPORATIONS ACT 2001 - SECT 952K

Offence if authorised representative gives out unauthorised Financial Services Guide, Supplementary FSG or website disclosure information

    An authorised representative of a financial services licensee commits an offence if:

  (a)   the representative:

  (i)   gives a person a Financial Services Guide, or a Supplementary Financial Services Guide, in circumstances in which it is required by a provision of this Part to be given to the person; or

  (ii)   gives, or makes available to, a person a Financial Services Guide, or a Supplementary Financial Services Guide, reckless as to whether the person will or may rely on the information in it; or

  (iii)   makes available on its website a disclosure document or statement, being website disclosure information, in circumstances in which it is required by a provision of this Part to do so; or

  (iv)   makes available on its website a disclosure document or statement, being website disclosure information, reckless as to whether a person will or may rely on the information; and

  (b)   the licensee has not authorised the distribution by the representative of the Financial Services Guide, the Supplementary Financial Services Guide or the website disclosure information.



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