substitute
Schedule 1A Techniques that are not gene technology
(see s 4)
Note An example is part of the
regulation, is not exhaustive and may extend, but does not limit, the meaning
of the provision in which it appears (see Legislation Act, s 126 and s
132).
Schedule 1 Organisms that are not genetically modified organisms
(see s 5)
Schedule 2 Dealings exempt from licensing
(see s 6)
Note For this schedule, s 6 (1) sets out other requirements for exempt dealings.
Part 2.1 Exempt dealings
column 1 item |
column 2 description of dealing |
---|---|
2 | a dealing with a genetically modified Caenorhabditis elegans , unless— (a) an advantage is conferred on the animal by the genetic modification; or (b) as a result of the genetic modification, the animal is capable of secreting or producing an infectious agent |
3 | a dealing with an animal into which genetically modified somatic cells have been introduced, if— (a) the somatic cells are not capable of giving rise to infectious agents as a result of the genetic modification; and (b) the animal is not infected with a virus that is capable of recombining with the genetically modified nucleic acid in the somatic cells |
4 | a dealing involving a host/vector system mentioned in part 2.2 and producing not more than 10 litres of GMO culture in each vessel containing the resultant culture if the donor nucleic acid— (a) is— (i) not derived from organisms implicated in, or with a history of causing, disease in human beings, animals, plants or fungi; or (ii) characterised and not known to alter the host range or mode of transmission, or increase the virulence, pathogenicity or transmissibility of the host or vector; and (b) does not code for a toxin with an LD 50 of less than 100μg/kg; and (c) does not code for a toxin with an LD 50 of 100μg/kg or more, if the intention is to express the toxin at high levels; and (d) is not an uncharacterised nucleic acid from a toxin producing organism; and (e) must not include a viral sequence unless the donor nucleic acid— (i) is missing at least 1 gene essential for viral multiplication that— (A) is not available in the cell into which the nucleic acid is introduced; and (B) will not become available during the dealing; and |
|
(ii) is incapable of correcting a defect in the host/vector system leading to production of replication competent virions; and (f) does not confer an oncogenic modification |
5 | a dealing involving shotgun cloning, or the preparation of a cDNA library, in a host/vector system mentioned in part 2.2, item 1, if the donor nucleic acid is not derived from either— (a) a pathogen; or (b) a toxin-producing organism |
Part 2.2 Host/vector systems for exempt dealings
column 1 item |
column 2 class |
column 3 host |
column 4 vector |
1 | bacteria | Escherichia coli K12, E. coli B or E. coli C—any derivative that does not contain— (a) generalised transducing phages; or (b) genes able to complement the conjugation defect in a non-conjugative plasmid | 2 bacteriophage— (a) lambda (b) lambdoid (c) Fd or F1 (eg M13) 3 none (non-vector systems) |
| |
bacillus—specified species—asporogenic strains with a reversion frequency of less than 10 –7 : (a) B. amyloliquefaciens (b) B. licheniformis (c) B. pumilus (d) B. subtilis (e) B. thuringiensis | 2 plasmids and phages whose host range does not include B. cereus , B. anthracis or any other pathogenic strain of bacillus 3 none (non-vector systems) |
| |
Pseudomonas putida —strain KT 2440 | 1
non-conjugative plasmids including certified plasmids: 2 none (non-vector systems) |
| |
streptomyces—specified species— (a) S. aureofaciens (b) S. coelicolor (c) S. cyaneus (d) S. griseus (e) S. lividans (f) S. parvulus (g) S. rimosus (h) S. venezuelae | 2 certified plasmids: SCP2, SLP1, SLP2, PIJ101 and derivatives 3 actinophage phi C31 and derivatives 4 none (non-vector systems) |
|
| Agrobacterium radiobacter | 1 non- tumorigenic disarmed Ti plasmid vectors, or Ri plasmid vectors 2 none (non-vector systems) |
| | Agrobacterium rhizogenes —disarmed strains | |
Agrobacterium tumefaciens —disarmed strains | |||
| | Lactobacillus | 2 none (non-vector systems) |
| | Oenococcus oeni syn. Leuconostoc oeni | |
| | Pediococcus |
|
Photobacterium angustum | |||
| | Pseudoalteromonas tunicate | |
| | Rhizobium (including the genus Allorhizobium ) | |
| | Sphingopyxis alaskensis syn. Sphingomonas alaskensis | |
| | Vibrio cholerae CVD103-HgR | |
2 | fungi |
Neurospora crassa —laboratory strains | 1 all vectors 2 none (non-vector systems) |
| | Pichia pastoris | |
| |
Saccharomyces cerevisiae | |
| | Schizosaccharomyces pombe | |
| |
Kluyveromyces lactis | |
| | Trichoderma reesei | |
3 | slime moulds |
Dictyostelium species | 1 Dictyostelium shuttle vectors, including those based on the endogenous plasmids Ddp1 and Ddp2 2 none (non-vector systems) |
4 | tissue culture | animal or human cell cultures (including packaging cell lines) | 2 non-viral vectors, or defective viral vectors (other than a retroviral vector that is able to transduce human cells) 3 avipox vectors (attenuated vaccine strains) 4 baculovirus ( Autographa californica nuclear polyhedrosis virus), polyhedrin minus 5 none (non-vector systems) |
| | plant cell cultures | 1 non-tumorigenic disarmed Ti plasmid vectors, or Ri plasmid vectors, in Agrobacterium tumefaciens, Agrobacterium radiobacter or Agrobacterium rhizogenes 2 non-pathogenic viral vectors 3 none (non-vector systems) |
Part 2.3 Definitions—sch 2
In this schedule:
"code for", in relation to a toxin, means to specify the amino acid sequence of the toxin.
"non-conjugative plasmid" means a plasmid that is not self-transmissible, and includes, but is not limited to, non-conjugative forms of the following plasmids:
(a) bacterial artificial chromosomes (BACs);
(b) cosmids;
(c) P1 artificial chromosomes (PACs);
(d) yeast artificial chromosomes (YACs).
"non-vector system" means a system by which donor nucleic acid is introduced (for example, by electroporation or particle bombardment) into a host in the absence of a nucleic acid-based vector (for example, a plasmid, viral vector or transposon).
Note An example is part of the regulation, is
not exhaustive and may extend, but does not limit, the meaning of the
provision in which it appears (see Legislation Act, s 126 and s 132).
Schedule 3 Notifiable low risk dealings in relation to a GMO
Part 3.1 Notifiable low risk dealings suitable for physical containment level 1
Note For this part, because of s 12 (1), a dealing mentioned in this part is not a notifiable risk dealing if it is also a dealing of a kind mentioned in this schedule, pt 3.3.
3.1 Kinds of dealings
The following kinds of notifiable low risk dealings may be conducted in physical containment level 1 facilities:
(a) a dealing involving a genetically modified laboratory mouse or a genetically modified laboratory rat, unless—
(i) an advantage is conferred on the animal by the genetic modification; or
(ii) because of the genetic modification, the animal is capable of secreting or producing an infectious agent;
(b) a dealing involving a host/vector system mentioned in schedule 2, part 2.2, if the donor nucleic acid confers an oncogenic modification;
(c) a dealing involving a defective viral vector able to transduce human cells in a host mentioned in schedule 2, part 2.2, item 4 (animal or human cell culture), unless—
(i) the vector is a retroviral vector; or
(ii)
the donor nucleic acid confers an oncogenic modification.
Part 3.2 Notifiable low risk dealings suitable for physical containment level 2
Note For this part, because of s 12 (1), a dealing mentioned in this part is not a notifiable risk dealing if it is also a dealing of a kind mentioned in this schedule, pt 3.3.
3.2 Kinds of dealings
The following kinds of notifiable low risk dealings may be conducted in physical containment level 2 facilities:
(a) a dealing involving whole animals (including non-vertebrates) that—
(i) involves genetic modification of the genome of the oocyte or zygote or early embryo by any means to produce a novel whole organism; and
(ii) does not involve any of the following:
(A) a genetically modified laboratory mouse;
(B) a genetically modified laboratory rat;
(C) a genetically modified Caenorhabditis elegans ;
(aa) a dealing involving a genetically modified laboratory mouse or a genetically modified laboratory rat, if—
(i) the genetic modification confers an advantage on the animal; and
(ii) the animal is not capable of secreting or producing an infectious agent as a result of the genetic modification;
(ab) a dealing involving a genetically modified Caenorhabditis elegans , if—
(i) the genetic modification confers an advantage on the animal; and
(ii) the animal is not capable of secreting or producing an infectious agent as a result of the genetic modification;
(b) a dealing involving a genetically modified plant (including a genetically modified flowering plant), if the dealing occurs in a facility that is designed to prevent the escape from the facility of—
(i) pollen, seed, spores or other propagules which may be produced in the course of the dealing; and
(ii) invertebrates that are capable of carrying the material mentioned in subparagraph (i);
(ba) a dealing involving a genetically modified flowering plant, if, before flowering, all inflorescences are wholly enclosed in bags designed to prevent escape of viable pollen and seed;
(c) a dealing involving a host and vector that are not mentioned as a host/vector system in schedule 2, part 2.2, if—
(i) the host has not been implicated in, or had a history of causing, disease in human beings, animals, plants or fungi; and
(ii) the vector has not been implicated in, or had a history of causing, disease in human beings, animals, plants or fungi;
(d) a dealing involving a host and vector that are not mentioned as a host/vector system in schedule 2, part 2.2, if—
(i) either—
(A) the host has been implicated in, or has a history of causing, disease in human beings, animals, plants or fungi; or
(B) the vector has been implicated in, or has a history of causing, disease in human beings, animals, plants or fungi; and
(ii) the donor nucleic acid is characterised and is not known to alter the host range or mode of transmission, or increase the virulence, pathogenicity or transmissibility of the host or vector;
(e) a dealing involving a host/vector system mentioned in schedule 2, part 2.2, if the donor nucleic acid—
(i) encodes a pathogenic determinant; or
(ii) is uncharacterised nucleic acid from an organism that has been implicated in, or has a history of causing, disease in human beings, animals, plants or fungi;
(f) a dealing involving a host/vector system mentioned in schedule 2, part 2.2, and producing more than 10 litres of GMO culture in each vessel containing the resultant culture, if—
(i) the dealing is undertaken in a facility that is certified by the regulator—
(A) as a large scale facility; and
(B) to at least physical containment level 2; and
(ii) the donor nucleic acid satisfies the conditions set out in schedule 2, part 2.1, item 4;
(g) a dealing involving complementation of knocked-out genes, if the complementation does not alter the host range or mode of transmission, or increase the virulence, pathogenicity, or transmissibility of the host above that of the parent organism before the genes were knocked-out;
(h) a dealing involving shotgun cloning, or the preparation of a cDNA library, in a host/vector system mentioned in schedule 2, part 2.2, item 1, if the donor nucleic acid is derived from either—
(i) a pathogen; or
(ii) a toxin-producing organism;
(i) a dealing involving the introduction of a replication defective viral vector able to transduce human cells into a host mentioned in schedule 2, part 2.2, if—
(i) the donor nucleic acid is incapable of correcting a defect in the vector leading to production of replication competent virions; and
(ii) either—
(A) the vector is a retroviral vector; or
(B) the donor
nucleic acid confers an oncogenic modification.
Part 3.3 Dealings that are not notifiable low risk dealings
Note 1 For this part, the following list qualifies the list in pt 3.1 and pt 3.2 and is not an exhaustive list of dealings that are not notifiable low risk dealings.
Note 2 For this part, a dealing that is not a notifiable low risk dealing, or an exempt dealing, can be undertaken only by a person who is licensed, under the Act, for the dealing (see Act, s 32).
3.3 Kinds of dealings
A dealing of any of the following kinds, or involving a dealing of the following kinds, is not a notifiable low risk dealing:
(a) a dealing (other than a dealing mentioned in this schedule, part 3.2, section 3.2 (h)) involving cloning of nucleic acid encoding a toxin having an LD 50 of less than 100 μg/kg;
(b) a dealing involving high level expression of toxin genes, even if the LD 50 is 100 μg/kg or more;
(c) a dealing (other than a dealing mentioned in this schedule, part 3.2, section 3.2 (h)) involving cloning of uncharacterised nucleic acid from a toxin-producing organism;
(d) unless the viral vector is part of a host/vector system mentioned in schedule 2, part 2.2 or in this schedule, part 3.1, section 3.1 (c) or part 3.2, section 3.2 (i)—a dealing involving donor nucleic acid in a viral vector if the donor nucleic acid—
(i) confers an oncogenic modification; or
(ii) encodes—
(A) immunomodulatory molecules; or
(B) cytokines; or
(C) growth factors, or components of a signal transduction pathway, that, when expressed, may lead to cell proliferation;
(e) a dealing involving, as host or vector, a micro-organism that has been implicated in, or has a history of causing, disease in humans, animals, plants or fungi, unless—
(i) the host/vector system is a system mentioned in schedule 2, part 2.2; or
(ii) the donor nucleic acid is characterised and is not known to alter the host range or mode of transmission, or increase the virulence, pathogenicity or transmissibility of the host or vector; or
(iii) the dealing is a dealing mentioned in this schedule, part 3.2, section 3.2 (g);
(f) a dealing involving the introduction, into a micro-organism, of nucleic acid encoding a pathogenic determinant, unless:
(i) the dealing is a dealing mentioned in this schedule, part 3.2, section 3.2 (g); or
(ii) the micro-organism is a host mentioned in schedule 2, part 2.2;
(g) a dealing involving the introduction into a micro-organism, other than a host mentioned in schedule 2, part 2.2, of genes whose expressed products have a heightened risk of inducing an auto-immune response;
(h) a dealing involving use of a viral or viroid genome, or fragments of a viral or viroid genome, to produce a novel replication competent virus with altered host range or mode of transmission, or increased virulence, pathogenicity or transmissibility in relation to any parent or donor organism;
(i) a dealing involving a lentiviral vector unless—
(i) all structural and accessory genes have been removed from the vector to render it incapable of replication or assembly into a virion without these functions being supplied in trans ; and
(ii) the vector includes a deletion that results in a transcriptionally inactive vector which, even when packaging functions are supplied in trans , cannot be converted into full length viral RNA; and
(iii) the packaging cell line and packaging plasmids used contain only viral genes gag , pol , rev and a gene encoding an envelope protein;
(j) a dealing involving a genetically modified animal, plant or fungus that is capable of secreting or producing infectious agents as a result of the genetic modification;
(k) a dealing producing, in each vessel containing the resultant GMO culture, more than 10 litres of that culture, other than a dealing mentioned in this schedule, part 3.2, section 3.2 (f);
(l) a dealing that is inconsistent with a policy principle issued by the ministerial council;
(m) a dealing involving the intentional introduction of a GMO into a human being;
(n) a dealing involving a genetically modified pathogenic organism, if the practical treatment of any disease or abnormality caused by the organism would be impaired by the genetic modification.